Saturday, March 10, 2007

Securities Licensing

I just passed my Series 6 and Series 63 licensing tests!!! I spent many hours studying all of this stuff relating to mutual funds and variable contracts. Reminded me of law school, especially the 63. Convoluted definitions, exemptions, exclusions, etc. and then being able to analyze the answer from the facts given in the question. If I had it to over again, I would have studied the materials for about 3 weeks, then taken the 3 day cram course, then take the test the weekend after the class.

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